Posted: 1:23 am EDT
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In December 2012, we were informed by inside the building sources that the State Department was rewriting its 3 FAM 4170 rules on official clearance for speaking, writing, and teaching. (see State Dept to Rewrite Media Engagement Rules for Employees in Wake of Van Buren Affair).
On July 27, 2015, two months short of Year 3 since Peter Van Buren retired, the State Department without much fanfare released its new 3 FAM 4170 rules in 19 pages. (see State Dept Releases New 3 FAM 4170 aka: The “Stop The Next Peter Van Buren” Regulation).
The new 3 FAM 4171.b says (see pdf):
Former Department of State employees (including former interns and externs) must seek guidance from A/GIS/IPS for applicable review process information. Former USAID employees (including former interns and externs) must consult the Bureau for Legislative and Public Affairs for applicable review process information.
On September 3, we asked the State Department for guidance on pre-publication requirement for former/retired employees under the new 3 FAM 4170.
Last Friday, after a second inquiry, we finally got a response from a State Department spokesman as follows:
The Department is in the process of updating the Foreign Affairs Manual (FAM) guidance relating to the pre-publication obligations of former employees. Former employees’ obligations will vary based upon the non-disclosure agreements they may have signed. For example, they may have obligations under the Classified Information Non-Disclosure Agreement (SF-312) or the SCI (Sensitive Compartmented Information) Non-Disclosure Agreement (Form 4414).
If employees have signed a non-disclosure/secrecy agreement with another agency, then they may also have pre-publication review obligations with those agencies as well. This obligation is separate from any requirement for pre-publication review that an employee may have with the State Department but the Department can provide the coordination with those other agencies, if requested.
SF-312 Classified Information Nondisclosure Agreement via GSA.gov specifically contains the following paragraphs:
3. I have been advised that the unauthorized disclosure, unauthorized retention, or negligent handling of classified information by me could cause damage or irreparable injury to the United States or could be used to advantage by a foreign nation. I hereby agree that I will never divulge classified information to anyone unless: (a) I have officially verified that the recipient has been properly authorized by the United States Government to receive it; or (b) I have been given prior written notice of authorization from the United States Government Department or Agency (hereinafter Department or Agency) responsible for the classification of information or last granting me a security clearance that such disclosure is permitted. I understand that if I am uncertain about the classification status of information, I am required to confirm from an authorized official that the information is unclassified before I may disclose it, except to a person as provided in (a) or (b), above. I further understand that I am obligated to comply with laws and regulations that prohibit the unauthorized disclosure of classified information.
5. I hereby assign to the United States Government all royalties, remunerations, and emoluments that have resulted, will result or may result from any disclosure, publication, or revelation of classified information not consistent with the terms of this Agreement.
8. Unless and until I am released in writing by an authorized representative of the United States Government, I understand that all conditions and obligations imposed upon me by this Agreement apply during the time I am granted access to classified information, and at all times thereafter.
Sensitive Compartmented Information Non-Disclosure Agreement Form 4414 via NCSC (pdf) contains the following:
4. (U) In consideration of being granted access to SCI and of being assigned or retained in a position of special confidence and trust requiring access to SCI, I hereby agree to submit for security review by the Department or Agency that last authorized my access to such information or material, any writing or other preparation in any form, including a work of fiction, that contains or purports to contain any SCI or description of activities that produce or relate to SCI or that I have reason to believe are derived from SCI, that I contemplate disclosing to any person not authorized to have access to SCI or that I have prepared for public disclosure. I understand and agree that my obligation to submit such preparations for review applies during the course of my access to SCI and thereafter, and I agree to make any required submissions prior to discussing the preparation with, or showing it to, anyone who is not authorized to have access to SCI. I further agree that I will not disclose the contents of such preparation with, or show it to, anyone who is not authorized to have access to SCI until I have received written authorization from the Department or Agency that last authorized my access to SCI that such disclosure is permitted.
5. (U) I understand that the purpose of the review described in paragraph 4 is to give the United States a reasonable opportunity to determine whether the preparation submitted pursuant to paragraph 4 sets forth any SCI. I further understand that the Department or Agency to which I have made a submission will act upon it, coordinating within the Intelligence Community when appropriate, and make a response to me within a reasonable time, not to exceed 30 working days from date of receipt.
9. (U) Unless and until I am released in writing by an authorized representative of the Department or Agency that last provided me with access to SCI, I understand that all conditions and obligations imposed on me by this Agreement apply during the time I am granted access to SCI, and at all times thereafter.
Whoa! Is there a way out?
The State Department has several student paid/unpaid internship programs. The program’s eligibility requirement includes the ability to receive either a Secret or Top Secret clearance (pdf). So, does a student who receives a one-year internship at State be in the hook for life when it comes to obtaining clearance for speaking, writing, teaching and all media engagement as it is written under 3 FAM 4170? Are the interns/externs aware of their obligations under these rules before they sign up for these internships?
Where can interns/externs obtain a release in writing from a State Department representative? We originally sent our inquiry to A/GIS/IPS cited as the contact office, but could not even get a response from there. There is no easily available email box to send the request either for a clearance or to request a release.
NOTE: For current employees, the reviewing office is the Bureau of Public Affairs (paclearances[at]state.gov). It looks like State/PA also has The PA Clearances Database accessible online. You need to sign up to register for an account to allow the online submission of clearance requests to the Bureau of Public Affairs. The site says “Using this site will expedite your clearance request.”
For former and retired State Department employees, how far back is the USG going to reach back? For life?
On December 29, 2009, President Obama issued Executive Order 13526 which prescribes a uniform system for classifying, safeguarding, and declassifying national security information. “No information may remain classified indefinitely,” the order says. The default declassification date, is 10 years. After 25 years, declassification review is automatic, with nine narrow exceptions that allow information to continue to be classified. Classifications beyond 75 years require special permission.
Given the default declassification at 10 years, can retired and former employees get an automatic release from these obligation at 10 years after they leave their jobs at the State Department?
For employees who are no longer attached in any capacity to the State Department, and haven’t been for 20 years, and have no interest in pursuing consulting or WAE appointments at the agency, ought they not be able to obtain a release from their obligations under these nondisclosure provisions?
Perhaps it’s time for State to put together its own Publication Review Board (PRB)? The CIA has one, and this article by John Hollister Hedley, the Chairman of the PRB on former CIA employees seeking to become published authors is instructive:
The courts have held that this signed agreement is a lifetime enforceable contract.(3) The courts also have noted that the secrecy agreement is a prior restraint of First Amendment freedom. But they ruled it a legitimate restraint, provided it is limited to the deletion of classified information and so long as a review of a proposed publication is conducted and a response given to its author within 30 days.(4)
The important thing is for us to be reasonable and professional about what we protect. It does not take a genius to know what information requires a hard look: for example, in an age of terrorism and for privacy act considerations, we have to protect identities not already in the public domain. Also taboo–because they impact adversely our ability to conduct our business, most of it necessarily in secret–are cover arrangements, liaison relationships, covert facilities, and unique collection and analytic capabilities. These constitute the sources and methods that truly need protection. For the most part, they can easily be avoided without keeping an author from telling a story or restricting an author’s opinion on a variety of intelligence subjects.
In prepublication reviews, we have to show we know the difference between what truly is sensitive and what is not. We do not earn respect just by saying “no,” but neither do we earn respect just by giving away information. Our unique role is to judge whether a denial of disclosure would stand up in court, whether we could make a compelling case in a court of law that specific damage to US national security would result. We can have it both ways: we can protect that which needs to be protected, while being forthcoming about intelligence activities in a way that can help educate, inform, enlighten, and even entertain the general public. That is the cost of doing business in this free society we help to preserve; trying to have it both ways is a challenge that comes with the territory.
The article is focused on pre-publication review of manuscripts but notes that the submissions ranges “from 1,000-page book manuscripts to one-page letters to the editor. There are speeches, journal articles, theses and op-eds, book reviews, and movie scripts. There are scholarly treatises, works of fiction, and, recently, a cookbook featuring a collection of recipes acquired and served by Agency officers and spouses around the world. Perhaps the most novel review (no pun intended) involved an interactive CD-ROM video spy game co-authored by former Director of Central Intelligence (DCI) William Colby and KGB Gen. Oleg Kalugin.”
We should note that the State Department’s pre-publication review has three purposes per 3 FAM 4170:
(1) The personal capacity public communications review requirement is intended to serve three purposes: to determine whether the communication would disclose classified or other protected information without authorization; to allow the Department to prepare to handle any potential ramifications for its mission or employees that could result from the proposed public communication; or, in rare cases, to identify public communications that are highly likely to result in serious adverse consequences to the mission or efficiency of the Department, such that the Secretary or Deputy Secretary must be afforded the opportunity to decide whether it is necessary to prohibit the communication (see 3 FAM 4176.4).
The CIA’s PRB on the other hand says that the sole purpose of its prepublication review is “to assist authors in avoiding inadvertent disclosure of classified information which, if disclosed, would be damaging to national security–just that and nothing more.”
SF312-13 | Classified Information Nondisclosure Agreement
FORM_4414_Rev_12_2013 | Sensitive Compartmented Information Non-Disclosure Agreement