State Dept Releases New 3 FAM 4170 aka: The “Stop The Next Peter Van Buren” Regulation

Posted: 3:41 am EDT

Congratulations!  This is almost three years in the making!

We’ve previously covered the Peter Van Buren case quite extensively in this blog (see After a Year of Serious Roars and Growls, State Dept Officially Retires FSO-Non Grata Peter Van Buren). The State Department officially retired Mr. Van Buren on September 30, 2012. He left with full retirement. In December 2012, we were informed by inside the building sources that the Department was rewriting its 3 FAM 4170 rules on official clearance for speaking, writing, and teaching. (see State Dept to Rewrite Media Engagement Rules for Employees in Wake of Van Buren Affair).

On July 27, 2015, two months short of Year 3 since Mr. Van Buren retired, the State Department without much fanfare released its new 3 FAM 4170 rules in 19 pages. For the FAM is not a regulation; it’s recommendations” crowd, we hope you folks have great lawyers.

My! Look who’s covered!

The updated FAM, same as the old FAM, is divided into two meaty parts — official capacity public communication and personal capacity public appearances and communications.  The new version of 3 FAM 4170 is all encompassing, covering the following (not exhaustive list):

— all personnel in the United States and abroad who are currently employed (even if in Leave Without Pay status) by the Department of State and the United States Agency for International Development (USAID), including but not limited to Foreign Service (FS) employees, Civil Service (CS) employees (including schedule C appointees and annuitants returning to work on temporary appointments on an intermittent basis, commonly referred to as “While Actually Employed (WAE)” personnel), locally employed staff (LE Staff), personal service contractors (PSCs), employees assigned to fellowships or details elsewhere and detailees or fellows from other entities assigned to the Department, externs/interns, and special government employees (SGEs).

— Former Department of State employees (including former interns and externs) must seek guidance from A/GIS/IPS for applicable review process information. Former USAID employees (including former interns and externs) must consult the Bureau for Legislative and Public Affairs for applicable review process information.

— Employee testimony, whether in an official capacity or in a personal capacity on a matter of Departmental concern, may be subject to the review requirements of this subchapter. Employees should consult with the Department of State’s Office of the Legal Adviser or USAID’s Office of the General Counsel, as appropriate, to determine applicable procedures.

In practical terms, we think this means that if you get summoned to appear before the House Select Benghazi Committee and is testifying in your personal capacity as a former or retired employee of the State Department, these new regulations may still apply to you, and you may still need clearance before your testimony.

Convince us that we’re reading this wrong, otherwise, somebody poke Congress, please.

Also, does this mean that all retired FSOs who contribute to ADST’s Oral History project are similarly required to obtain clearance since by its definition, “online forums such as blogs” and “a person or entity engaged in disseminating information to the general public” are considered media organizations under these new rules?

Institutional interest vs. public interest

We are particularly interested in the personal capacity publication/communication rules because that’s the one that can get people in big trouble, as shown in the Van Buren case. Here’s the equivalent of our bold Sharpie.

3 FAM 4176.4 says:  “A principal goal of the review process for personal capacity public communications is to ensure that no classified or other protected information will be disclosed without authorization. In addition, the Final Review Office will evaluate whether the employee’s public communication is highly likely to result in serious adverse consequences to the efficiency or mission of the Department, such that preventing those consequences outweighs the employee’s presumptively high interest in communicating and the public’s interest in receiving the communication.”

 

Institutional interest trumps public interest? Where do you draw the line? You can still write a dissent cable as the “3 FAM 4172.1-3(D). No Review of Dissent Channel Communications” included in the 2009 version of the FAM survives as 3 FAM 4171 (e) in the current rules:

Views on matters of Departmental concern communicated through methods of internal communication (including, for example, the Department’s internal dissent channel) or disclosures made pursuant to 5 U.S.C. 2302(b)(8)(B) are not subject to the review requirements of this subchapter.

Which is fine and all, except — who the heck gets to read your dissent cable except the folks at Policy Planning? The State Department is not obligated to share with Congress or with the American public any dissenting opinions from its diplomats. One might argue that this is appropriate, after all, you can’t have diplomats second guessing in public every foreign policy decision of every administration. So, the American public typically only hears about it when a diplomat quits.  But given the two long wars in Iraq and Afghanistan, is the American public best served by this policy?  And by the way, candid opinion like the case of the six-page memo, entitled “The Perfect Storm,” in the lead up to the Iraq War, is still classified. Why is that?

The new regs also say this:

“To the extent time and resources allow, reviewers may assist the employee in identifying possible modifications or other adjustments to avoid the inclusion of non-classified but otherwise protected information, or the potential for adverse consequences to the Department’s mission or efficiency (including the employee’s ability to perform his or her duties effectively in the future).”

If we weigh the Van Buren book against these parameters, how much of the book’s 288 pages would survive such “modifications” or “adjustments.”

There goes the book, We Meant Well in Afghanistan, Also.

The Peter Van Buren Clause

We’ve come to call “3 FAM 4172.1-7 Use or Publication of Materials Prepared in an Employee’s Private Capacity That Have Been Submitted for Review as the Peter Van Buren clause. Below is the original language from the 2009 version of the FAM:

An employee may use, issue, or publish materials on matters of official concern that have been submitted for review, and for which the presumption of private capacity has not been overcome, upon expiration of the designated period of comment and review regardless of the final content of such materials so long as they do not contain information that is classified or otherwise exempt from disclosure as described in 3 FAM 4172.1-6(A).

That section of the FAM appears to survive under the current 3 FAM 4174.3 Final Review Offices, underlined for emphasis below.

c. To ensure that no classified information is improperly disclosed, an employee must not take any steps to proceed with a public communication (including making commitments to publishers or other parties) until he or she receives written notice to proceed from the Final Review Office, except as described below. If, upon expiration of the relevant timeframes below, the Final Review Office has not provided an employee with either a final response or an indication that a public communication involves equities of another U.S. Government entity (including a list of the entity or entities with equities), the employee may use, issue, or publish materials on matters of Departmental concern that have been submitted for review so long as such materials do not contain information described in 3 FAM 4176.2(a) and taking into account the principles in 4176.2(b). When an employee has been informed by the Final Review Office that his or her public communication involves equities of another U.S. Government entity or entities, the employee should not proceed without written notice to proceed from the Final Review Office. Upon the employee’s request, the Final Review Office will provide the employee with an update on the status of the review of his or her public communication, including, if applicable, the date(s) on which the Department submitted the employee’s communication to another entity or entities for review. Ultimately, employees remain responsible for their personal capacity public communications whether or not such communications are on topics of Departmental concern.

The Van Buren clause appears to survive, until you take a closer look; italicized below for emphasis:

3 FAM 4176.2 (a) Content of Personal Capacity Public Communications

a. When engaging in personal capacity public communications, employees must not:

(1) Claim to represent the Department or its policies, or those of the U.S. Government, or use Department or other U.S. Government seals or logos; or

(2) Disclose, or in any way allow the public to access, classified information, even if it is already publicly available due to a previous unauthorized disclosure.

3 FAM 4176.2 (b) Content of Personal Capacity Public Communications

b. As stated in 3 FAM 4174.2(c)(1), a purpose of this review process is to determine whether the communication would disclose classified or other protected information without authorization. Other protected information that is or may be subject to public disclosure restrictions includes, but is not limited to: 

(1) Material that meets one or more of the criteria for exemption from public disclosure under the Freedom of Information Act (FOIA), 5 U.S.C. 552(b), including internal pre-decisional deliberative material; 

(2) Information that reasonably could be expected to interfere with law enforcement proceedings or operations;

(3) Information pertaining to procurement in violation of 41 U.S.C. 2101-2107;

(4) Sensitive personally identifiable information as defined in 5 FAM 795.1(f); or

(5) Other nonpublic information, when used in a manner as prohibited by 5 CFR 2635.703.

Can one make the case that the conversations between the writer and his boss in the Van Buren book are “internal pre-decisional deliberative material?” Or that any conversation between two FSOs are deliberative? Of course. State can make a case about anything and everything.  Remember, it did try to make the case that the book contained classified information. (see “Classified” Information Contained in We Meant Well – It’s a Slam Dunk, Baby!). Also, we should note that documents marked SBU or sensitive but unclassified are typically considered nonpublic information.  Under these new rules, it’s not just classified information anymore, anything the agency considers deliberative material or any nonpublic material may be subject to disclosure restrictions.

 

3 FAM 4174.2 Overview (2015): Waving the ‘suitability for continued employment’ flag

c. Employees’ personal capacity public communications must be reviewed if they are on a topic “of Departmental concern” (see 3 FAM 4173). Personal capacity public communications that clearly do not address matters of Departmental concern need not be submitted for review.

(1) The personal capacity public communications review requirement is intended to serve three purposes: to determine whether the communication would disclose classified or other protected information without authorization; to allow the Department to prepare to handle any potential ramifications for its mission or employees that could result from the proposed public communication; or, in rare cases, to identify public communications that are highly likely to result in serious adverse consequences to the mission or efficiency of the Department, such that the Secretary or Deputy Secretary must be afforded the opportunity to decide whether it is necessary to prohibit the communication (see 3 FAM 4176.4).

(2) The purposes of the review are limited to those described in paragraph (1); the review is not meant to insulate employees from discipline or other administrative action related to their communications, or otherwise provide assurances to employees on matters such as suitability for continued employment (see, e.g., 3 FAM 4130 for foreign service personnel and 5 CFR 731 for civil service personnel). Ultimately, employees remain responsible for their personal capacity public communications whether or not such communications are on topics of Departmental concern.

 

More 3 FAM 4170 Fun: Not meant to insulate employees from discipline or other administrative action

3 FAM 4176.1(e) General

e. As stated in 3 FAM 4174.2(c)(1), the review process is limited to three purposes. (See also 3 FAM 4176.4.) Therefore, completion of the review process is not a Department “clearance” or “approval” of the planned communication, and is not meant to insulate employees from discipline or other administrative action related to their communications, including for conducting personal capacity public communications that interfere with the Department’s ability to effectively and efficiently carry out its mission and responsibilities, by, for example, disrupting operations, impairing working relationships, or impeding the employee from carrying out his or her duties. Ultimately, employees remain responsible for their personal communications whether or not the communications are on topics of Departmental concern.

 

3 FAM 4176.3 Employee must disclose his/her identity to Department reviewers

a. PA reviews all personal capacity public communications on matters of Departmental concern by senior officials at the Assistant Secretary level and above, including Chiefs of Mission. For all other employees wishing to communicate publicly in their personal capacity on matters of Departmental concern, there are two review processes available:

(1) Individuals may, as a first step, submit their requests for review to the Final Review Office (as described in 3 FAM 4174.3(a)). For employees submitting a request to PA, such requests should be submitted via PAReviews@state.gov. The Final Review Office will then consult with the employee’s immediate supervisor(s) and any other offices concerned with the subject matter in accordance with 3 FAM 4176.4(c). The Final Review Office will then make the final determination; and

(2) Alternatively, employees may initially submit their requests for review to their immediate supervisor(s), the Public Affairs Office in their bureaus or posts, and any other Department offices concerned with the subject matter. The materials must then be submitted to the Final Review Office, noting all such reviewers and any comments received. The Final Review Office will then verify those reviews, assess whether other reviews are needed, and make the final determination.

b. Supervisors, Public Affairs Offices, or any other offices involved in the review process must flag for the Final Review Office any view that the proposed public communication may:

(1) Contain classified or other protected information;

(2) Result in serious adverse consequences to the efficiency or mission of the Department; or

(3) Be or become high impact or high profile, for example communication that is controversial, or otherwise involves a sensitive Department priority; and

(4) The Final Review Office will then apply the standard described in 3 FAM 4176.4(a).

c. In all cases, an employee must disclose his or her identity to the relevant Department reviewers.

d. If another U.S. Government entity seeks Department review of a personal capacity public communication by that entity’s employee, the Department office in receipt of such request must coordinate with PA.

 

3 FAM 4177 Noncompliance may result in disciplinary action, criminal prosecution and/or civil liability.

a. Failure to follow the provisions of this subchapter, including failure to seek advance reviews where required, may result in disciplinary or other administrative action up to and including separation. Violations by USAID employees may be referred to the Deputy Administrator for Human Resources or USAID’s Office of the Inspector General (see 3 FAM 4320). Disciplinary action will be pursued consistent with applicable law, including 5 U.S.C. 2302

b. Publication or dissemination of classified or other protected information may result in disciplinary action, criminal prosecution and/or civil liability.

This is the part where we must remind you that what the former State Department spokesperson said about the FAM being recommendations is a serious bunch of hooey!

Oh, hey, remember the 2-day clearance for tweets …’er scandal?

We wrote about it here and here, and the “ain’t gonna happen 2-day clearance” for social media posting is now part of the Foreign Affairs Manual.  Apologies if the 2-working day review timeframe below for social media postings is too shocking for 21st century statecraft innovation purists. These are the rules, unless you can get the current State Department spokesperson to say from the podium that these are merely recommendations that employees/retirees/interns/charforce are free to ignore. We must add that the 2009 version of these rules, required that materials of official concern submitted in the employee’s private capacity must “be submitted for a reasonable period of review, not to exceed thirty days.” The old rules made no distinction whether the submitted material is a book manuscript, an article, a blogpost or a tweet.
screen grab from 3 FAM 4172

screen grab from 3 FAM 4170

Yo! What’s Missing?

The new regs emphasized the need for official clearance for official and private communication “to ensure that no classified information is improperly disclosed.” It however, does not include any guidance on the use of a private server for emails and social media postings where classified information could be improperly disclosed.

A Much Better FAM Version, Hey?

From the organizational perspective, some folks would say that this is a “much better” version of the FAM.  We’d call this a much better plug. An insider could argue that this is a “very fine sieve.”

Okeedokee, but what do you think will be its consequences for the rank and file? No one will officially admit this as the intent, but after reading this new version of 3 FAM 4170, this is what we think it really says:

The updated regs also says that “In light of the rapid pace with which many social media platforms are used, all offices, sections, or employees who routinely post to such platforms in their official capacity are encouraged to seek advance blanket authorization to engage for their social media communications, in accordance with 3 FAM 4175.1(c).”

The blanket authorization as far as we can tell only applies to those who are engaged in social media platforms in their official capacities, it makes no similar provision for employees in social media platforms in their private capacities.

Fun With Fido or Grumpy Cat

The new regs helpfully notes that “Employees who, in their personal capacity, wish to communicate publicly on matters that are clearly not “of Departmental concern” (see 3 FAM 4173) need not seek Department review under the procedures outlined herein, and need not use the personal capacity disclaimer discussed below in paragraph (b).”

So, basically, if you blog, tweet or write a book about Kitty Kat or Fidodog, or about their travels and adventures in Baghdad, Kabul, Sanaa, and all the garden spots, you don’t need to seek Department review. That is, as long as Kitty Kat is not secretly arming the rodent insurgents and tweeting about it and Fidodog is not flushing government money down the toilet and blogging about it.

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Related items:

Read the new 3 FAM 4170 July 27, 2015 | REVIEW OF PUBLIC SPEAKING, TEACHING, WRITING, AND MEDIA ENGAGEMENT

Download it here (pdf).

 

Tweet of the Day: The Truth Behind The Afghanistan ‘Success Story’

Posted: 1:32 am EDT

 

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Looking at an American intervention that’s going to end, not with a bang, but on a deadline, it can be tough to find the silver lining.

This week Forbes contributor Loren Thompson tried to do that in a piece called “Five Signs Afghanistan Is Becoming An American Success Story,” making the case that staying the course in Afghanistan is “paying off.” His premise that Americans can hold their head high on Afghanistan is based on five points: the solid performance of Afghan forces, the country’s improved political climate, Islamabad’s renewed interest in cooperating with Kabul, a booming Afghan economy, and popular support for Afghanistan’s national institutions. It’s a concise, readable assessment, with one problem: The country Thompson describes doesn’t exist.

Gary Owen is a veteran, development worker, and blogger at “Sunny in Kabul.” He is also a regular contributor to the Afghan Analysts Network and Vice News. Gary Owen is a pseudonym. Follow Gary Owen on Twitter @elsnarkistani.

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Getting in bed with Robin Sage ….. no, it’s not what you think….

Description: Social Networking Source: own wor...Image via Wikipedia

I recently posted about that RSO who wanted to know about all your Facebook contacts.  I also mentioned in that post a piece about a fake femme fatale made up by Thomas Ryan to shows the risks of social networking. Well, I did not make it to Las Vegas but was able to find Ryan’s paper at the July BlackHat USA 2010 conference. Excerpts below:

  • Some of Robin’s male connections took a more assertive approach by offering her tickets to security conferences, complimenting her pictures, and presenting available job opportunities. Whether these same reactions would have been elicited towards another male is questionable.
  • With no experience at all, Robin was asked to review papers written by professionals with over 10 years experience. For example, a fellow lecturer at the NASA Ames Research Center sought out Sage’s knowledge and opinions pertaining to some of his papers and presentations.
  • The success of a network is directly tied to the people and connections that one forms. Effectively targeting a person can be done in various indirect ways. For example, one connection messaged Robin, “I’ve never met you, but I saw you had Marty on your Facebook list, so that was good enough for me.” This message encompasses the dangers of social networking when people fail to do their own research and instead, rely on other’s judgment.
  • Sage’s multiple security credentials combined with her occupation would lead one to believe that she had TS/SCI (Top Secret/Sensitive Compartment Information) Clearance with Polygraph. People’s trust in this identity could have very easily led to the sharing of information under the false premise that Robin Sage had expertise in the field.

Bottom line according to Ryan (and we’re most glad this was not the real thing like the one most recently returned to Russia): 

Much of the information revealed to Robin Sage violated OPSEC and PERSEC procedures. The deliberate choice of an attractive young female appears to have exposed the role that sex and appearance plays in trust and people’s eagerness to connect with someone. In conjunction with her look, Robin Sage’s credentials listed on her profile resulted in selection perception; people’s tendency to draw unwarranted conclusions in their attempt to make a quick decision. By acquiring a large number of connections, Robin had the ability to identify the individual who was positioned to provide the most intelligence based on their involvement in multiple government agencies. The false identity combined with carefully chosen false credentials led to a false trust that could have resulted in the breach of multiple security protocols.

Read the whole paper here.

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Reading Tips: New Reports from CRS, OIG and GAO

CRS — Iraq: Politics, Elections, and Benchmarks
| May 26th, 2010

Iraq: Politics, Elections, and Benchmarks (PDF)
Source: Congressional Research Service (via OpenCRS)

Iraq’s political system, the result of a U.S.-supported election process, has been increasingly characterized by peaceful competition, as well as by attempts to form cross-sectarian alliances. However, ethnic and factional infighting continues, sometimes using key levers of power and seemingly undemocratic means. This was in evidence in the successful efforts by Shiite Arab political leaders to disqualify some prominent Sunni Arab candidates in the March 7, 2010, national elections for the Council of Representatives (COR, parliament), which will form the next government. Election-related violence occurred before and during the election, although not at levels of earlier years or at a level to significantly affect voting, except perhaps for Baghdad city.

With all votes counted, the cross-sectarian “Iraqiyya” slate of former Prime Minister Iyad al-Allawi unexpectedly gained a plurality of 91 of the 325 COR seats up for election. Nuri Kamal al-Maliki’s State of Law slate came in a close second, with two fewer seats, and a rival Shiite coalition was a distant third with 70. The main Kurdish parties, again allied, won 43. Allawi’s slate had been expected to get the first opportunity to put together a majority coalition to form a government. However, Maliki and other Shiite parties—opposing what they claim is the mostly Sunni Arab base of the Allawi slate—are in extensive discussions to put together a coalition that would be able to determine the next government. To bolster his claim to remain prime minister, Maliki’s slate requested, and a court agreed, to a recount of votes in crucial Baghdad province; Maliki hopes the recount will deprive Allawi’s bloc of its plurality of seats. Another court’s disqualification (on “de-Baathification” grounds) of one winning and 51 losing candidates will require a recalculation of seat allocations, presumably to Maliki’s benefit.

CRS — Syria: Background and U.S. Relations
| May 26th, 2010

Syria: Background and U.S. Relations (PDF)
Source: Congressional Research Service (via OpenCRS)

Despite its weak military and lackluster economy, Syria remains relevant in Middle Eastern geopolitics. Syria plays a key role in the Middle East peace process, acting at times as a “spoiler” by sponsoring Palestinian militants and facilitating the rearmament of Hezbollah. At other times, it has participated in substantive negotiations with Israel. Syria’s longstanding relationship with the Iranian clerical regime is of great concern to U.S. strategists. As Syria grew more estranged from the United States throughout this decade, Syrian-Iranian relations improved, and some analysts have called on U.S. policymakers to woo Syrian leaders away from Iran. Others believe that the Administration should go even further in pressuring the Syrian government and should consider implementing even harsher economic sanctions against it.

CRS — Unauthorized Aliens in the United States 
| May 26th, 2010

Unauthorized Aliens in the United States (PDF)
Source: Congressional Research Service (via OpenCRS)

The Department of Homeland Security (DHS) has primary responsibility for administering and enforcing the Immigration and Nationality Act (INA),1 the basis of immigration law. Within DHS, U.S. Citizenship and Immigration Services (USCIS) is responsible for immigration and naturalization adjudications and other service functions; Immigration and Customs Enforcement (ICE) is responsible for enforcing immigration law in the interior of the United States, among other responsibilities; and Customs and Border Protection (CBP) is responsible for securing U.S. borders at and between official ports of entry.

It is unknown, at any point in time, how many unauthorized aliens are in the United States, what countries they are from, when they came to the United States, where they are living, and what their demographic, family, and other characteristics are. Demographers develop estimates about unauthorized aliens using available survey data on the U.S. foreign-born population. These estimates can help inform possible policy options to address the unauthorized alien population.2 According to recent estimates by DHS based on data from the Census Bureau’s American Community Survey and other sources, the unauthorized resident alien population totaled 11.6 million in January 2008 and 10.8 million in January 2009.3 Using data from the March Current Population Survey4 and other sources, the Pew Hispanic Center has estimated the unauthorized resident population at 11.9 million for March 2008.5 In the case of both DHS and the Pew Hispanic Center, the 2008 and 2009 estimates are less than the corresponding estimates for 2007

Unauthorized aliens enter the United States in three main ways: (1) some are admitted to the United States on valid nonimmigrant (temporary) visas (e.g., as visitors or students) or on bordercrossing cards and either remain in the country beyond their authorized period of stay or otherwise violate the terms of their admission; (2) some are admitted based on fraudulent documents (e.g., fake passports) that go undetected by U.S. officials; and (3) some enter the country illegally without inspection (e.g., by crossing over the Southwest or northern U.S. border).

It is unknown what percentages of the current unauthorized resident population entered the United States in these different ways.

OIG | Embassy Tirana, Albania (ISP-I-10-36A)
| March 2010   [441 Kb]

Source: Office of the Inspector General (via state.gov) PDF

The front office is popular and respected, but its standing is lowered by a perception among American staff that, at times, it is too involved on behalf of locally employed (LE) staff in management and special immigrant visa (SIV) matters.


OIG | Embassy Chisinau, Moldova (ISP-I-10-40A)
| March 2010   [438 Kb]

Source: Office of the Inspector General (via state.gov) PDF

Under strong new leadership, the embassy is moving to correct past managerial weaknesses and deficiencies in management controls, including via a staff restructuring. There is consensus that these measures and other factors have greatly improved morale. Nonetheless, the two major management problems, space and physical security, continue to lie beyond its reach. The U.S. Agency for International Development-embassy consolidation has been partly accomplished but completion should be pursued expeditiously.


OIG | Embassy Pristina, Kosovo (ISP-I-10-38A)
| March 2010  [417 Kb]

Source: Office of the Inspector General (via state.gov) PDF

The justification for Pristina’s 20 percent danger pay allowance should be reviewed. Although ethnic tensions remain, much progress has been made in creating a democratic, multi-ethnic nation. Reductions in the United Nations (UN) mission and in the internal security Kosovo Force reflect both progress and the absence of the former wartime conditions.



GAO-10-721T | Iran Sanctions: Firms Reported to Have Commercial Activity in the Iranian Energy Sector and U.S. Government Contracts

| May 12, 2010 | Summary | Full Report

Source: Government Accountability Office (via gao.gov)

Based on our review of open source information, we identified 41 firms that had commercial activity in the Iranian energy sector between 2005 and 2009. Of these firms, seven had contracts with the U.S. government. From fiscal years 2005 through 2009, the U.S. government  obligated almost $880 million in contracts to these seven firms. [Footnote 7] U.S. agencies obligated almost 90 percent of these funds or purchases of fuel and petroleum products overseas. Thirteen of the  41 firms listed in our March 2010 report responded to our inquiries regarding their commercial activities in Iran, including two of the seven firms with U.S. government contracts. Since the report was released, four more firms responded, including one firm that noted it had not made a decision about finalizing its commercial activities in
Iran.

GAO-10-505 | Palestinian Authority: U.S. Assistance Is Training and Equipping Security Forces, but the Program Needs to Measure Progress and Faces Logistical Constraints
| May 11, 2010 | Summary | Full Report
Source: Government Accountability Office (via gao.gov)

Although U.S. and international officials said that U.S. security assistance programs for the PA have helped to improve security conditions in some West Bank areas, State and USSC have not established clear and measurable outcome-based performance indicators to assess progress. Thus, it is difficult to determine how the programs support the achievement of security-related Roadmap obligations. U.S. officials attributed the lack of agreement on such performance indicators to a number of factors, including the relatively early stage of PA plans and capacity for reforming, rebuilding, and sustaining its security forces. Developing outcome-based indicators to measure and manage performance against program goals has been identified by GAO as a good management practice. Such indicators would help USSC provide objective and useful performance information for decision makers. State and USSC officials noted that they plan to incorporate performance indicators in a USSC campaign plan to be released in mid-2010.

Reading Tips: New Reports from OIG and GAO

Logo of the United States Government Accountab...Image via Wikipedia

-03/31/10   Embassy Amman, Jordan (ISP-I-10-35A) March 2010  [511 Kb]
+ http://oig.state.gov/documents/organization/140644.pdf
In 2008, the Embassy implemented a policy of “move for preference.” In accordance with its housing handbook, this policy allows an employee “to change assigned residences at personal expense for reasons that do not meet the criteria of a government-sponsored move.” It is intended to enhance employee morale and is neither a petition nor an appeal, the only options 15 FAM 212.4 provides as mechanisms to request housing changes. Essentially, this policy accepts the subjective criterion of an employee’s happiness as justification for requesting and receiving permission to change residences. Thus, Embassy Amman’s application of the policy does not conform to the letter or intent of 15 FAM 212.4. Recommendation 25: Embassy Amman should structure its “move for preference” housing policy to conform to the Department of State regulations on the petitions and appeals process. (Action: Embassy Amman)

-03/31/10   Embassy Skopje, Macedonia (ISP-I-10-37A) March 2010  [388 Kb]
+ http://oig.state.gov/documents/organization/140645.pdf
Embassy Skopje and its Ambassador provide an unusual high-profi le leader­ship and authority to solving problems and dampening crises in a region of major importance to the United States.  Overall, morale is good. It stems from a congenial atmosphere in the workplace, from good and compassionate leadership, and from responsive management. The April move to the new embassy compound was accomplished with minimum disruption. Department of State-U.S. Agency for International Development (USAID) management platforms have been consolidated, and agreement has been reached with Embassy Pristina to share its health practitioner. All are major accomplishments.


Reports from USAID/OIG:


Audit of USAID’s Internally Displaced Persons Activities in Iraq

+ http://www.usaid.gov/oig/public/fy10rpts/e-267-10-001-p.pdf

Audit of USAID/Afghanistan’s Human Resources and Logistical Support Program
+ http://www.usaid.gov/oig/public/fy10rpts/5-306-10-007-p.pdf

Reports from the Government Accountability Office (GAO)

Operation Iraqi Freedom: Actions Needed to Facilitate the Efficient Drawdown of U.S. Forces and Equipment from Iraq | GAO-10-376, April 19, 2010
+ http://www.gao.gov/new.items/d10376.pdf

Combating Terrorism: Planning and Documentation of U.S. Development Assistance in Pakistan’s Federally Administered Tribal Areas Need to Be Improved | GAO-10-289, April 15, 2010
+ http://www.gao.gov/new.items/d10289.pdf

Iraq and Afghanistan: Agencies Face Challenges in Tracking Contracts, Grants, Cooperative Agreements, and Associated Personnel | GAO-10-509T  March 23, 2010
+ http://www.gao.gov/new.items/d10509t.pdf

Global Food Security: Progress toward a U.S. Government-wide Strategy Is Under Way, but Approach Has Several Vulnerabilities | GAO-10-494T  March 11, 2010
+ http://www.gao.gov/new.items/d10494t.pdf

 

 

 

 

 


Reading Tips: New Reports from State/OIG

-03/31/10   Review of the Integrity and Fairness of the Foreign Service Selection Board Process (ISP-I-10-47) March 2010   [1626 Kb]
http://oig.state.gov/documents/organization/140391.pdf

-03/31/10   The Bureau of Diplomatic Security Baghdad Embassy Security Force Performance Audit (MERO-A-10-05) March 2010   [962 Kb]
http://oig.state.gov/documents/organization/140420.pdf

-03/31/10   The Broadcast Board of Governors’ Middle East Broadcasting Networks, Inc. (ISP-IB-10-28) March 2010   [545 Kb]
http://oig.state.gov/documents/organization/140389.pdf