Category Archives: Grievance

Former Iraq Envoy L. Paul Bremer Encounters Shoe Hurling Tradition in London

Two shoes went flying targeting L. Paul “Jerry” Bremer, former ambassador and Administrator of the Coalition Provisional Authority of Iraq following the 2003 invasion.  Mr. Bremer who was previously Ambassador to the Netherlands in 1983 and Ambassador-at-Large for Counterterrorism in 1986 still had good reflexes.

After the second shoe flew across the room and he failed to catch it, Mr. Bremer said,  “You should improve your aim if you want to do something like that.”

The shoe hurling incident happened at a meeting organized by a think tank at the British Parliament.  As the shoe hurler was removed from the room, the man could be heard shouting profanity addressed to Bremer, who he said is responsible for destroying his country.

Peace restored, Mr. Bremer who very quickly regained his composure told the attendees, “If he had done that while Saddam Hussein was alive, he would be a dead man by now.”

Well, actually, that would only be true if Saddam Hussein was the target of the shoe attack.

Press reports identified the shoe hurler as Iraqi national Yasser al-Samarani. He was later released on condition of not attending any future meetings or activities held at the House of Commons, according to British media.

Shoe hurling is a traditional Arab gesture of disrespect. This man made an effort to attend the meeting, and waited for his turn to speak to Mr. Bremer and publicly register his disrespect. Mission accomplished. The Iraq war may have been over for the rest of the world, but it will not be over for a long while for people like Yasser al-Samarani.
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Filed under Ambassadors, Americans Abroad, Diplomatic History, Grievance, Iraq

Joan Wadelton’s Appeal Makes it to FSGB 2011 Annual Report to Congress

In May, we posted about the case of FSO Joan Wadelton from Patricia Kushlis’ troubling blog post (see Joan Wadelton’s Case: That’s One Messy Promotion Scorecard, Next Up – It’s GAO Time!).  Ms. Wadelton’s case made it to the FSGB’s 2011  Annual Report to Congress:

Appeal of Joan Wadelton. On January 7, 2011, Joan Wadelton, a Foreign Service Officer with the Department of State, filed a Complaint in the District Court for the District of Columbia, asking that it review the Board’s decision resolving a 2008 grievance appeal. Ms. Wadelton had filed three grievances prior to the 2008 appeal contesting the results of six selection boards which had not promoted her. As a result of those grievances, all six boards were reconstituted and Ms. Wadelton’s file was again reviewed for promotion. None of the six reconstituted boards promoted her. Ms. Wadelton then challenged the results of the reconstituted boards in the 2008 follow-on grievance. In its decision, the Board found deficiencies and irregularities in the operations of all six reconstituted boards, rebutting the presumption that they were conducted with regularity, and ordered that six new reconstituted selection boards be convened. Ms. Wadelton’s complaint challenges the Board’s decision to order a new round of reconstituted boards, rather than direct a promotion, as she had requested.

So Ms. Wadelton contested the results of the six selection boards, and State reconstituted all six boards.

Then Ms. Wadelton challenged the reconstituted boards, and FSGB ordered State too reconstitute six new selection boards.

The Grievance Board “found deficiencies and irregularities in the operations of all six reconstituted boards” so it ordered State, that is, the same HR Bureau to reconstitute six new selection boards.  Because that makes a lot of sense. It did not say if the deficiencies and irregularities were isolated to these six reconstituted boards or if they are systemic to the bureau and the process.

Hopefully the new boards are better at math so the promotion scorecards won’t be as messy, yes?  Or maybe, since this is now a case in the District Court for the District of Columbia, we’ll hear much more about the perplexing promotion scorecard process and how they get so messy.

Domani Spero

 

 

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Senior Diplomat Disciplined for Volatile Behavior Cites PTSD in Grievance Case, Fails

A Senior Foreign Service Officer with over 21 years of Foreign Service experience was serving as an Office Director when he was disciplined for repeated violations of the Department’s Policy on Violence and Threatening Behavior in the work place.  The FSO filed a grievance contending that the five-day suspension as unreasonable (also includes loss of pay, and a discipline letter being placed in his Official Personnel File for two years).

The FSO in his grievance filing also cites as one of the mitigating factors a link between his anger and inappropriate language at the workplace, symptoms of Post Traumatic Stress Disorder (PTSD) and adaptation disorder as a result of his service in a Provincial Reconstruction Team. The grievance appeal was denied.

Goya – The Disasters of War | Plate 65: Spanish: Qué alboroto es este? English: What is this hubbub? (wikipedia)

From FSGB Case No. 2011-004 dtd. August 19, 2011:

HELD: The Department carried its burden of proof in deciding to discipline grievant, a Senior Foreign Service Officer charged with inappropriate conduct, for five days. Grievant failed to prove that he suffered from Post Traumatic Stress Disorder (PTSD), which he asserted was responsible for his repeated violations of the Department’s Policy on Violence and Threatening Behavior in the work place.

SUMMARY: Grievant, a Senior Foreign Service Officer, was Office Director in the Bureau of [REDACTED] when he was charged with one count and seven specifications of inappropriate conduct in interactions with his staff and others. The charge and specifications include, for example, repeatedly referring to women as “bitches” and “hormonal,” yelling, banging on his desk and forcefully expressing his political views throughout the office.

A five-day suspension was proposed, to which grievant did not respond, and the Deciding Official sustained the specifications and penalty. Grievant filed a grievance, accepting full responsibility and expressing regret, but asserting, in mitigation, that his one-month suspension from duties (with pay) and the humiliation he suffered before his colleagues already constituted punitive action. He further claimed that, because the charged behavior was completely out of character, he sought mental health counseling and his clinical social worker identified a link between his behavior and PTSD as a result of his earlier service in [REDACTED]. Grievant also argued that a five-day suspension was not comparable to penalties imposed in other similar cases. The Department found no grounds for mitigation and grievant appealed to this Board.

The Board held that grievant knew or should have known the Department’s policy on threatening behavior. As a senior official, grievant did not justify a reduction in penalty based on case comparisons of lower level officers engaged in isolated incidents. Declarations by grievant’s subordinates and colleagues clearly demonstrated that he created a hostile and threatening work environment. Grievant made no claim to being unaware of his behavior and did not defend himself by raising the issue of PTSD or counseling until after the Proposing and Deciding officials issued their letters of discipline. His belated consultation with a clinical social worker to whom he described his behavior appears to be self serving. The social worker did not diagnose grievant with PTSD, but rather stated that based on grievant’s explanations, he was probably suffering from mild PTSD. For seven months after grievant’s return from [REDACTED] he served at the [REDACTED] apparently without incident. He presented no explanation about experiences in [REDACTED] that could have caused PTSD, or testimonials from others at the [REDACTED] or prior to his service in [REDACED] to support his claim that PSTD accounted for his “out of character” behavior afterwards. The Department presented overwhelming evidence that grievant violated its policy against threatening behavior. The penalty imposed by the Department was found to be within the realm of reasonableness.

The grievance appeal was denied.

Domani Spero

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Filed under Foreign Service, FSOs, Govt Reports/Documents, Grievance, PTSD, State Department

Snapshot: Foreign Service Grievance Board 2011 Statistics, Up 25% from 2010

This is a snapshot extracted from the Foreign Service Grievance Board Annual Report to Congress for 2011. Seventy new cases were filed with the Board in 2011, a 25% increase over the 56 cases filed in 2010 (which was a 30% increase over the cases filed in 2009). All but 11 cases were filed by Department of State officers.

Yes, it’s mid-June 2012, but the report had only recently surfaced online.  The annual report is submitted to the Committee on Foreign Relations at the United States Senate (SFRC), the Committee on Foreign Affairs at the House of Representatives (HFAC) and the Director General of the Foreign Service at the State Department (DGHR).

Total cases filed 70

Types filed

EER/OPF 26
Financial 15
Disability 0
Discipline 15
Separation 2
Assignment 4
Implementation Dispute 0
Other 8

The following dispositions were cited for the 52 cases closed in 2011:

Agency Decision Affirmed 20
Agency Decision Reversed 2
Partially Affirmed/Partially Reversed 5
Settled/Withdrawn 16
Dismissed 7
Consolidated 2

Note: Agency Decision Affirmed means that the grievance filed with the Board was denied and the grievant did not prevail. Agency Decision Reversed means that the grievance was sustained in whole or in substantial part. Dismissals refer to cases in which the Board found no proper basis to proceed (e.g., dismissal due to mootness, denial of motion for reconsideration, lack of jurisdiction, timeliness, etc.).

Average time for consideration of a grievance, from the time of filing to a Board decision:  41 weeks.

Pending before the Board as of December 31, 2011: 59 cases

The 70 new cases docketed in 2011 involved Foreign Service personnel from the following agencies:

Department of State 59
U.S. Agency for International Development 5
Department of Commerce 4
Department of Agriculture – FAS 2

No cases were filed in 2011 involving the Peace Corps or the Broadcasting Board of Governors (which includes Voice of America, Radio Free Europe, Radio Free Asia, TV Martì, and the Middle East Broadcasting Networks).

The FSGB cites the challenge of electronic documents:

The Board members’ responsibilities for managing case documentation have grown increasingly challenging as paper documents have been supplanted by electronic documents transmitted as e-mail attachments. The time-consuming and frustrating task of organizing and working with a body of information dispersed into hundreds of inconsistently-named electronic files does not represent the best use of Board members’ limited and valuable time. In the closing months of 2011, the Board’s staff confronted this problem by devising a system for consolidating, organizing and naming electronic case documentation in a way that will significantly simplify this aspect of Board members’ work – and which will also provide them with better tools for working with the ROP and related documents. Our implementation of this system commenced in January 2012, and next year’s report will include a more detailed description and assessment of the Board’s Electronic Record of Proceedings (eROP).

The Foreign Service Grievance Board (FSGB) by the way, functions as the primary dispute resolution entity for the Foreign Service.  And its importance is shown by the lack of resources for the FSGB website, and its stone-age search function.  Straight from the FSGB:

“We have not been able to make planned improvements to the FSGB website (FSGB.gov) because of a lack of resources and logistical considerations, but we have managed to keep the site current with recently decided cases and other information for both public and internal use. We hope to implement some of the planned improvements during the current year.”

At least the more recent records of proceedings or ROPs are now available in PDF files and not just Word docs. We’ll be in the lookout for website improvements in the next six months or the next annual report, whichever comes first.

Domani Spero

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US Embassy 4th of July Parties Just Around the Corner, How’s Your Solicitation Going?

We last wrote about the Fourth of July in March (because this one celebrated it in March), and received the following note with an offer of warm milk. The pseudonymous, Zing writes:

“Perhaps you’d like a tall glass of warm milk to go along with that snark. Then you could peacefully dream of days gone by, when DOS was flush with cash and could afford lavish events with expensively catered meals. Until then, go ahead and continue passing judgement on Post’s national day. Like it or not, this is the new reality.”

Of course, we never, ever turn down an offer of warm milk, especially when it go so well with the snark:

“Thank you, Zing – I’d loved a tall glass of warm milk with that. Of course, I know this is the new reality, silly. And that’s why it deserves highlighting. If the State Department and its missions can no longer afford to fund these events, then it should have a simple ceremony and learn to live within its means. Instead of begging corporate sponsors to underwrite its birthday parties around the world. Because that’s what our diplomats are doing, begging corporate sponsors to feed the US embassy guests every 4th of July celebration.”

You can read the longer response here.

Today is about eight weeks to the official Fourth of July celebrations at U.S. embassies and consulates around the world. If you’re lucky, you already had your celebration here and here.  And if you’re really lucky, you have a deep pocket political ambassador who already wrote a check to pay for the official 4th of July bill.  If you’re not so lucky, the next few weeks will be super busy as you try to rope in contributions from American companies, or local branches of American companies to help foot the bill for the official U.S. Government celebration on the Fourth of July. If you are in a country where there are tri-missions, like say Italy, Austria, Switzerland, Belgium, etc. you will have some serious competitions from other USG employees trying to rope in donations from a similar pool of contributors.

Depending on your state of mind, or success or the crappy response to your efforts, the following story may or may not resonate with you and your mission leadership.

A few years back, an FS-01 officer with the Department of State was posted as Deputy Chief of Mission and had also served as chargé d’affaires at a certain overseas post. Part of the time when he was charge, the Office of the Inspector General came to inspect the mission.  The OIG Inspector’s Evaluation Report (IER) and the Report of Inspection (IR) of the embassy contained critical remarks about the embassy’s Independence Day celebration. The FSO was faulted for “mounting a grandiose celebration mostly funded from intensive and excessive solicitations from American companies with local business offices.” The case went to the Grievance Board where it was dismissed (FSGB No. 2003-038):

“The Board found that grievant had failed to present any evidence in support of his allegation of discrimination.  It held that grievant’s disagreement with the judgment call in his IER on the costly July 4 trade promotion event failed to demonstrate that the OIG assessment was erroneous or falsely prejudicial.”

Here is part of the IER written by the ambassador-rank team leader of the inspection team:

However, I have faulted his judgment as Charge in mounting a grandiose Independence Day celebration funded mainly by intensive solicitation of funds from American companies in {Host Country}.  This event was a major departure from previous Embassy practice and cost about five times that of the bilateral {Host City 2}Embassy affair.  {Grievant} has acknowledged that the Independence Day event was overblown, indicating that he will take a more subdued approach to his future representational responsibilities when Charge.

The embassy’s efforts to promote U.S. commercial interests are laudable, but the Independence Day event and fund raising for other social events seems inappropriate.
. . .
The embassy engaged in extensive fundraising activities during FY—-, primarily to support the Fourth of July reception, but also for other representational events.  The other events were purportedly for the promotion of U.S. trade to {Host City 1}.  These fund raising activities supplemented the FY 2001 representation allotment of $13,300 and involved letters, phone calls, e-mails, and visits to American businesses located in the Republic of {Host Country}.  The Fourth of July event also took a significant amount of staff time and effort.  The activities significantly exceeded previous fundraising efforts.

For the Fourth of July reception in 2000, the Ambassador held a garden party at the residence at a cost of $15,500.  In XXXX the charge held a reception for 500 guests at a cost of $100,000 in cash and kind.  The event was held at a leading hotel and featured a meal prepared by three internationally known American chefs brought to {Host City 2} for the occasion.  The embassy paid $18,000 for a star performer to provide entertainment.

The aggressive solicitation of funds by the charge seems inappropriate and, in our view, the cost and scope of the event are excessive for Embassy {Host City 1}, particularly given the past Independence Day events hosted by the previous Ambassador and the more modest celebration mounted by Embassy {Host City 2}.  Embassy {Host City 2} spent approximately $18,700 for its Independence Day event in XXXX.  Fortunately, because Embassy {Host City 2} did not engage in solicitations for its event (although it had in prior years), there were not two embassies competing for funds from the American business community.

Embassy {Host City 1’s} Fourth of July event may have contravened 3 FAH-1 H-3243.1, entitled, “Economy and Good Taste,” which reads, in part, “lavish expenditures are questionable in most circumstances.”  In addition, the charge flew to {City 3} where he hired a car and driver to visit resident American companies in order to solicit funds.  According to 2 FAM 962.0-I, embassies should not make “a significant use of appropriated funds in order to conduct the solicitation . . ..”

What were the contributions like?  An example cited by the record of proceeding was that of the U.S. representative for Boeing who wanted to divide a $5,000 contribution between the US mission in . . . {Host City 1} and . . . {Host City 2}. The event cost $100,000 in cash and kind, so that gives you an idea how many solicitations that potentially amounted to.

Faulted for the entertainment by a star performer at $18,000, the FSO argued that the reception was followed by a performance by “an important figure in American pop musical culture,” and besides, the performer reduced her normal concert fee by 70% in order for the embassy to be able to present the concert.

A performer at a fire sale at $18,000 makes it acceptable? Makes one wonder why did they not invite two? Or three, since it was 70% off.

The FSO also contended that “Congress has repeatedly instructed the State Department to make promotion of American products a central foreign policy activity,” and cited an address given by former Deputy Secretary of State to the American Foreign Service Association stating that U.S. companies should expect active assistance from Embassy personnel, and claimed the policy was still in effect.

Here is the Grievance Board’s response:

We are not persuaded by this argument.  The Embassy’s MPP, which outlines for the Department key areas of mutual interest, and mission goals and objectives within specific areas and strategies for achieving them, contains no commercial platform.  Rather, as might be expected with the American Embassy in {Host Country} also located in {Host City 2} , Embassy {Host City 1’s} plan concentrates heavily on dialogue with the {Host City 1}, explaining U.S. military actions in various geographic regions, and furthering our mutual interests in democratization, human rights, religious freedom, civil society, etc.  In this, we defer to the Department to decide what the mission for Embassy {Host City 1} should be; we hold that it would be inappropriate for this Board to pass judgment on the Embassy’s program.
A post with 15 or fewer U.S. citizen direct-hire positions is a SEP.  Embassy {Host City 1} has six.  In both the draft and final inspection report, the inspectors laud the Embassy for pursuing limited U.S. business sales to the {Host City 1}, but note the Embassy had exaggerated the potential benefit of such trade promotion to justify fund raising for representational events from U.S. firms.  Faulting grievant for what it considered to be excessive fund raising activities was an OIG judgment call well within its mandate.

Then, the end all argument — but, but others did it, too!

Which also did not work, because it so happens that a politically appointed ambassador paid out of pocket for her Fourth of July party:

“If the previous ambassador, a political appointee, chose to greatly augment the embassy’s representational budget for the Fourth of July celebration in XXXX at her own expense, that was her own decision, one that did not significantly impact the embassy’s limited resources.  Grievant’s XXXX reception did represent a major departure from past practice.  The cost and source of funding of later July 4 events are not in evidence here, are outside the time period covered by the report, and are irrelevant to the challenged statement of a major departure from past practice.”

Even with political ambassadors with lots of dough to spare, we think that in these tough economic times, with unemployment, foreclosures, rising poverty in our cities across America, and a projected gross federal debt at $17.5 trillion in FY 2013, our embassies and consulates overseas should be more circumspect about the appearance of excess.

Happy days will not be here again for a long while.  And like folks in a debt hole with no fix in sight, modest celebrations ought to be norm not the exception.

Domani Spero

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Filed under Foreign Service, Grievance, Holidays and Celebrations, State Department, U.S. Missions

Joan Wadelton’s Case: That’s One Messy Promotion Scorecard, Next Up – It’s GAO Time!

In March 2012, Patricia Kushlis of WhirledView published a blog post titled, State Department Human Resources — A System Run Amok. Excerpt below: 

I have been writing about corruption and cronyism in the State Department’s Human Resources Bureau for the last several years .

My reporting has consistently led to one conclusion — that State’s personnel system — which affects both Civil and Foreign Service employees — has run amok.  Nowhere is this better illustrated than in the case of Joan Wadelton.
[...]
Joan’s troubles began in 2000.  That was 12 years ago.  Her case is complicated.  I have followed its macabre twists and turns since 2008.  They never cease to amaze.  I have not written about them until now, however, because Joan preferred that her story remain private — she had hoped to settle quietly — until, that is, now.

Joan has a stellar record — I have seen her personnel file which is filled with glowing performance reviews and awards — and nary a black mark in sight.  Her service includes two stints in Iraq — she was one of the first State employees on the ground in 2003 and was commended for taking the first economic reconstruction team into Fallujah.  She created the State Department’s Congressional Liaison Office — a project she started while on a detail to Senator Joe Biden and completed under the tenure of Colin Powell, for whom it was a high priority.  She also served as the first Iraq advisor to the Under Secretary for Economic and Business Affairs and reshaped the US government’s intellectual property policy while Director of State’s Office of Intellectual Property Enforcement.  Most recently, Joan was in the prestigious Office of Policy Planning, where she managed a program she had created to promote Africa’s businesswomen, drawing kudos from Secretary Clinton.  This last assignment is in itself a strong indication of her continued high value to the Department.

In the end, Joan’s accomplishments and successive strong recommendations for promotion in her annual performance reviews didn’t matter.  On December 16, 2011, the Department — based on evidence that could most charitably be described as irregular — fired her, claiming that she had not been promoted into the Senior Foreign Service.

In fact, Joan’s challenges to State’s antiquated and opaque personnel system and her whistleblowing about HR’s misdeeds were her undoing.   For years, a rotating case of Foreign and Civil Service employees have apparently used the personnel system for personal gain, to promote their friends, to punish those they dislike and to retaliate against anyone who defies them.  Joan’s refusal to hand off her prestigious Congressional liaison office project to HR to pass to its cronies, resulted in an immediate (although fortunately futile) retaliatory effort by HR to put her on leave without pay.  This conflict proved to be the start of years of run-ins with HR management who have blocked assignments, lost files, invented fraudulent documents and tampered with results of promotion boards to make it appear as if she had never been promoted.

Below is a screen grab of one of the score sheets. You can view the whole scorecard via WhirledView here.

Extracted from Promotion Score Sheet posted by WhirledView
(click image for larger, more messy view)

Read in full here.

On May 2, WhirledView has a follow up post with the new Director General of the Foreign Service and Human Resources, Linda Thomas-Greenfield, in the mix:

By odd coincidence, HR contends that she sat on one of Joan’s 2006 reconstituted promotion boards.  What is claimed to be Thomas-Greenfield’s signature is shown on a document dated March 9, 2006, which — according to HR – is purportedly the final candidate rankings by that board.  And yet, we have e-mails between Melinda Chandler (an HR grievance attorney) and Thomas-Greenfield, in which Thomas-Greenfield does not recall participating in this 2006 board (although she is quite specific about her participation in a 2004 board).

In response to that e-mail, Chandler cites a commendation Thomas-Greenfield received for sitting on Joan’s 2006 board.  According to Chandler, this commendation was issued on March 1, 2006 — eight days before the board supposedly met (echoing HR’s formalization of the final results of three of Joan’s six reconstituted 2006 boards before those boards had supposedly met).  A rather unique soothsaying ability HR seems to possess.

Read the follow up post here.

One could argue that a case like this, as messy and as lengthy, going now for eight years, undermines not only the proper functioning of the Service, but also undermines trust and perception of the fairness of the promotion system in the Foreign Service.  Also, are the folks who sit in these boards really as bad in math as I am? I mean, look at those score sheets, any third grader can print and add more neatly than that.

Seriously.

It seems logical and rational to me that a bureau like Human Resources should not/not be allowed to investigate itself against claims of wrong doings.  Dude, that would be like having BP investigate itself over the Deepwater Horizon oil spill, wouldn’t it?   And if the State Department Inspector General Office is similarly tainted with allegations of well, being missing in action, and all, there ought to be another option.

How much does this eight-year saga cost to the U.S. taxpayers? WhirledView counts that since 2004, there’s the salaries and other expenses by HR bureau attorneys, various managers and their staffs; investigators and other staff in the State OIG; attorneys, investigators and other staff in the Office of Special Counsel; judges and other staff at the Foreign Service Grievance Board; attorneys and other staff in the State Department’s Office of the Legal Advisor; attorneys and other staff at various levels of the Justice Department and a very senior federal judge and her clerks and other staff. Judges, lawyers, managers are all well-paid; eight years adds up to a nice bundle that could do a nice repair to my elementary school next door.

And there is that item about Ms. Wadelton who was reportedly asked “to report all contacts she has with the Hill concerning HR wrongdoing” to the HR Bureau. Whisky-Tango-Foxtrot! What FAM citation is that in?

Since the Government Accountability Office (GAO) investigates how the federal government spends taxpayer dollars, this seems like an excellent case for investigation; no not just this case but also the promotion and assignment system in the Foreign Service. Who seez that folks can’t get promoted without hardship assignments, or AIP-assignments, or whatevers?  Don’t look now but some ambassadorial appointees have skipped the traumatic tours on the way to their embassies!

The main reason why the GAO ought to take a look at this is — because you want the right people on the right bus, but –

–what if the bus seats are sorta reserved?

– or if drivers cannot even do simple math?

– or loud complainers get thrown in the ditches?

– so the peaceful bus can chug along, in peace….

– so complainers learn quickly that ditches are dark and dirty, and never to try that again?

– but if they do, then the fight goes on, and on, and gets litigated — to godawful death?

The State Department as a bureaucracy only responds to two things with some non-tortoise speed – the court system, and Congress. Without congressional brakes in place, cases like this will be litigated to yes, godawful death. Squish! And we, the people are the losers.

Domani Spero

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Filed under Court Cases, Foreign Service, FS Blogs, FSOs, Functional Bureaus, Grievance, Promotions, State Department

Project Recycle: Boss from hell in London is now somebody’s boss elsewhere …

We all have our share of good bosses and we remember them fondly. But we’ve also had our share of bad bosses and we tend to remember them extremely well; probably because bad memories do manage to stand out while good, happy ones are not the sort that make or break us or derail or destroy careers.

We have had a regular round up of bad bosses in this blog largely from the OIG inspection reports and occasionally from the Foreign Service Grievance Board. Why? Because those are the cases that do not ever make it to the State Magazine or the DipNote blog, silly.

We try to be an equal opportunity blogger on these cases, not just on political appointees but also on career diplomats. A terrible political ambassador gets chucked out after a term or two, and the embassy gets a chance to recover with the next go around of appointments. When the boss happens to be a career diplomat and a terrible leader and manager at the same time, well — we hope that the organization actually has a process on how to get him or her to become a better leader, or is it a ten-star leader? No, not just with enrollment at FSI’s “Leadership and Management Training Continuum,” dear me, but in a transformation process or a 12-step program of sorts.

Crystal earth recycle icon

Image via Wikipedia

What we normally would not expect is for Exhibit A for bad behavior to get recycled into other leadership and management roles.  And yet in some cases, that’s exactly what happens. A bad unit chief becomes a section chief. A bad section chief gets a stretch assignment as a DCM.  A bad DCM is rewarded with another DCMship, or even worse gets a Charge d’affaires gig. In a sense, you not only get an example with potentially, demoralizing results, you also get a bad example with a multiplier effect.  And you betcha, the 360 feedback must have all said, they’re all A-ok.

An example is a case of an untenured Consular Officer who received an unsatisfactory EER and was not recommended for tenure by his supervisor (rating official) while serving a tour at Embassy London.  His EER was referred to the Director General (DG) to decide whether the FSO (the grievant) should be separated or given additional time for further performance evaluation.  The DG decided to give grievant an additional six months of performance evaluation.  At the end of the six months, grievant received a very positive EER with a recommendation for tenure, but the DG decided that grievant should be separated from the Service.

Excerpts below from the grievance case (FSGB No. 2009-016) in the FSGB website, publicly available online in the real Internet:

From a co-worker:

During the second day of my assignment [in grievant’s section] I observed      ’s     ’s] supervisor interact with him.  To say it was humiliating and demoralizing, both to him and me would be a gross understatement . . .  came over to ask for [      s] opinion.  Her response was to scream at him; and she never answered the question.  Her comments to me when he walked away were very negative, extremely disrespectful and were clear that she was negatively disposed towards him….  It was difficult for me to understand what she had against him since he worked so hard and contributed so much, but the antipathy was there.  This type of behavior toward  continued during my tenure working in NIV.  Her unprofessional and unstable behavior was evident in her relationships with all of the people she supervised, American and LES.

Another witness writes:

A hostile work environment existed in the non-immigrant visa unit in  under the management of  . . . .  She did not provide regular feedback.  When feedback was provided it was often derisive, given in public, and without effective counsel on the means one could use to improve performance. . . .   often provided conflicting guidance on dealing with visa cases. . . .  When officers asked for clear guidance on cases it was rarely forthcoming.  It was extremely difficult to perform to her vague and changing expectations.    In short, the environment in the NIV unit during my tenure there was not an environment in which entry-level officers were mentored and provided with feedback which enabled them to grow into better officers.  Without guidance on how to improve and in constant fear of attracting the negative attention of  most officers simply marked time in an effort to leave as quickly as possible.

Still another writes:

I have concerns about retribution should my involvement in this grievance come to light.  Mr.      and I did not work for  at the same time, so I cannot speak to their interactions in specific . . . .  However, I would like to note for your records that I found      unable to deal with the task of managing her staff without bias, intimidation, and unprofessional behavior. . . .  She seemed to hold grudges against people without effectively counseling them on her concerns.  Sometimes the grudges were related to a workplace concern and valid, but grudges are not an appropriate way to manage.

From a Locally Employed Staff

[O]ur work environment was unbearable. . . .  Unfortunately [ ’s] more senior managers were unable to reconcile the situation.  Following her departure from post, a locally engaged staff member described the ambience to me as “gophers coming up out of their holes, knowing now they won’t be hit over the head.”

Still another employee writes:

Numerous persons in our office and throughout the mission had their own “ stories,” of her explosive, dysfunctional and abrasive communication and management styles. . . .  Her corridor rep in Emb as someone you best avoided and very very difficult to work with was strong and uncontradicted.

A statement from the Assistant Human Resources Officer in          who reported that:

• Several of s subordinates complained about her “unusually dictatorial style.” • used the EER as a weapon. • used leave approval as a weapon or “punishment.”  • showed a pattern of having “trouble” with junior officers who were older, experienced, previously successful, “not easily intimidated by [her] abrasive style,” and [who] “did not readily submit to her will.”

As if that’s not enough, the FSO’s input of his accomplishments was reportedly “weaponized” in his EER:

In the April 24, Counseling Certificate, the Department notes that the rater gave grievant credit for improving his interaction with the public, including the fact that his tone was friendlier.  He also had some improvements in his case notes.  However, according to the Department, grievant continued to need improvement in time management and writing skills.  The agency further observes that grievant’s rater was particularly concerned with his input on his performance evaluation.  The rater was concerned that grievant wrote about one of his accomplishments:

“[I] spoke civilly to child molesters, murderers, drug peddlers, spouse abusers and other human scum without losing my sense of self worth.”

The Department argues that this quote showed “poor judgment.” Damn, there’s no such thing as a sense of humor, is there?

According to the FSGB, the grievant challenges his rater’s decision to mention his comment to her that he “spoke civilly to child molesters, murderers, drug peddlers, spouse abusers and other human scum without losing my sense of self worth, etc.”  He asserts, without contradiction, that he was using humor in a draft, unofficial document that he was required to give to the rater describing his accomplishments.  He explained that he intended to humorously describe the difficulties he experienced processing the criminal applicants’ portfolio.  Grievant contends that he asked the rater what form to use in submitting his list of accomplishments.  She responded, “Just send me something.  I’ll tell you if I want it done differently.”  Grievant states that instead of advising him that she did not appreciate his humor, she “weaponized it” by putting it in the EER.  Again, the inclusion of the comment, omitting the context, renders it misleading and of a falsely prejudicial character.

The Chief of Visa Services back in Foggy Bottom states the following in the Record of Proceedings:

[     ] would meticulously document her counseling sessions and provide concrete examples to provide constructive honest feedback to the officers.  Those officers who constantly sought to improve their performance therefore held her good opinion in high esteem.

If you read the entire case, you gotta laugh out loud on that one.  The FSGB says:

On the basis of the evidence presented, we conclude that there was a hostile and toxic relationship between grievant and his rater that prevented her from fairly and accurately describing and assessing his performance. We further conclude that the challenged EER does not show balance or fairness.   This Board has held that hostility by a rater can undermine the balance and fairness of an EER.

“Damning with faint praise” is not just a rumor down the corridors.  The Board slams the reviewing officer for wasting space and the alphabet:

The reviewer’s statement is no better.  It consists entirely of negative or neutral comments with the exception of praise for grievant’s willingness to work hard.  The reviewer writes that grievant volunteered for extra work and successfully participated in a task force set up to meet the passport surge and to overcome a backlog of applications.  However, the reviewer writes that grievant was overly concerned that he might miss details or hidden fraud intentions that “slowed his productivity and led to inappropriate delays or refusals.”  The record, however, suggests that productivity was never a concern.  The rater consistently found that grievant was productive, albeit overly concerned with ferreting out fraud.

The FSGB reviewed the comments in the challenged EER and writes:

What is clear is that the document consists largely of negative statements.   The rater largely overlooked grievant’s accomplishments.  For example, the rater failed to mention that grievant had the fifth highest rate of visa application adjudications since of over 17,000 cases.  She failed to mention that grievant won a Meritorious Service Award for his efforts during the passport surge time period.13  She did not mention that he volunteered to be the Consular Duty Officer on five different occasions over the Thanksgiving, Christmas and New Year’s holidays.  Nor did she mention that grievant was selected to accompany the Consul General and the Ambassador to the Home Office.  The rater did not credit grievant with developing a standard operating procedure that allowed domestic U.S. passport applications to be adjudicated remotely overseas.  The rater also did not mention that grievant wrote the annual “J-1 Refusals Analysis Report” that was apparently adopted unchanged, all while he kept up with his normal workload.  Notably, the Department does not contest any of grievant’s claims of accomplishment that occurred during the rating period, but were omitted from the EER.    Instead of writing a balanced report, the rater made one other positive statement, followed immediately by a harshly negative one.

As further proof of his rater’s focused disdain, grievant reports that he was the only member of his unit to be excluded from two Group Meritorious Awards that were given to the section in both and , despite the fact that he had contributed significantly to the reasons for the awards.

In its decision, the Grievance Board finds the EER to be extremely negative and held that the Director General’s decision to separate the untenured FSO be vacated:

We too counted the number of negative lines versus the number of positive lines, weighed the content of the positive and critical comments, and found that the substantial majority of the rater’s and reviewer’s narratives are negative.  This is clearly an unbalanced EER, particularly when it is viewed in conjunction with grievant’s accomplishments during the evaluation period and with his other EERs.

The DG’s Decision Must be Vacated
We have concluded that the EER was of a falsely prejudicial character, imbalanced and therefore must be expunged.  The record suggests that this unsatisfactory EER was the only reason why grievant’s file was sent to the DG for his review.15  It further appears that the DG relied, at least in substantial part, on the invalid EER in making his decision to separate the grievant.  Accordingly, his decision must be vacated because it relied primarily on an invalid evaluation and because there appears to be no other reason presented on this record to support it.  We therefore, do not need to decide grievant’s claim that the decision was arbitrary and capricious.

The DG must then “review all relevant and admissible material on file regarding the candidate’s performance and may “[w]ithhold judgment regarding possible action for a specified period of further on-the-job observation.”  Once the additional evaluation has been received, the DG “will readdress the question [of possible separation] based on overall performance history at that date.”
1) Expunge the  EER from grievant’s file;
2) Insert a gap memorandum in place of the expunged EER;
3) Vacate the decision to separate grievant; and
4) Submit grievant’s current performance file to the next scheduled tenure board for its review.

So that’s good news for the untenured FSO in this case.

And we thought, surely there must be consequences for bad management like this on the part of the supervisor or the dammit with praise reviewing officer who failed to recognize the hostile working environment?

Sure, there is.  The bad boss in London has now been promoted as section chief at a post in a non-EUR bureau.

Swell, just swell.

Now, I can’t even say — don’t be like this boss or you’ll get bitten on your gluteus maximus.  Because see, this one was not/not bitten on her gluteus maximus; just got another higher boss-job elsewhere.

Domani Spero

4 Comments

Filed under Consular Work, FSOs, Govt Reports/Documents, Grievance, Hall of Shame, Leadership and Management, Realities of the FS

Sex, Lies, and No Videotapes, Just Cases for the Grievance Board

Sharon Papp, AFSA’s General Counsel in her annual report on labor management issues published in the Foreign Service Journal writes that her office “dealt with a bewildering variety of bread-and butter issues over the course of the year.”  She further reports that the labor management staff received between 400 and 450 requests for assistance each week, and the staff is presently working on approximately 200 active cases that are pending in various agency offices or before the Grievance Board.  She then points to several matters of general importance that stand out including the following which attracted some press attention:

In 2011, the State Department proposed disciplinary action against a handful of employees for off-duty conduct that it had not sought to regulate in the past (i.e., extramarital affairs between consenting adults). The department has never sent out a cable or department notice advising employees that, depending on the number of partners, it views such behavior as “notoriously disgraceful conduct” that may subject the employee to discipline.

AFSA has expressed its concern to the department regarding the lack of notice to employees and the tenuous connection between this off-duty conduct and the employee’s job, and we are assisting a number of employees who are challenging such disciplinary actions.

Peter Van Buren, FSO-non grata at the State Department caught this at first blush and blogged about it. Those with thin eyes/ears may want to skip the blog post, otherwise, feel free to read it here.

The report also caught the attention of WaPo’s In the Loop. Excerpt below, with comments from a State Department official and an AFSA rep.  Read in full here:

The State Department would not elaborate on the proposed disciplinary actions or whether employees are ever specifically instructed not to cheat on their spouses. But a State Department official tells the Loop that the concern over what goes on in its employees’ bedrooms is a practical one. “Where an employee is having an extra-marital affair and the spouse does not know, there is a potential for blackmail,” the official said.

A representative of American Foreign Service Association tells the Loop that workers are just looking for clarity about the rules–and consistency in how they’re enforced. “When the State Department wants to make employee rules, it must clearly communicate and announce them… and it must apply [them] fairly and equally to all personnel,” the AFSA representative says.

The State Department official pointed us to a portion of the Foreign Affairs Manual, which governs employee conduct, stating that Foreign Service workers are expected to behave with “integrity, reliability, and prudence.”

“Given the representational nature of employment in the Service…it is necessary that employees observe such standards during and after working hours,” the manual says.

The manual has a few things to say about the sex lives of Foreign Service workers. It specifically calls out for concern “sexual activity by an individual which reasonably may be expected to hamper the effective fulfillment by the agencies of any of their duties and responsibilities, or which may impair the individual’s position performance by reason of, for example, the possibility of blackmail, coercion, or improper influence.”

On the issue of blackmail — vulnerability to blackmail had been used in the past to persecute gays and lesbians in the Federal Government, including in the State Department.  According to David K. Johnson, author of The Lavender Scare: the Cold War Persecution of Gays and Lesbians in the Federal Government, a 1952 procedures manual for security officers contained a nine-page section devoted entirely to homosexuality, the only type of security offense singled out for such coverage.  The book describes what took place “inside security interrogation rooms where thousands of Americans were questioned about their sex lives.” It was referred to as “homosexual purges” which “ended promising careers, ruined lives, and pushed many to suicide.”

In an internal study cited by Dr. Johnson, the Department reportedly articulated several rationales for removing gays and lesbians from the Service, none of which involved the threat of blackmail or any other link to national security. As an aside, the FCO was in a similar boat. Read Ambassador Crawford’s 2010 piece, The love that dared not speak its name in the Foreign Office.

The above is mentioned as a cautionary tale. Concern over what goes on in an employee’s bedroom maybe a “practical one” but it is also a slippery slope. Is the State Department going to have a sex police issuing “tickets” on who slept with whom when?

In any case — back in 2003, a Senior Foreign Service Officer, who was nominated for an ambassadorship (nomination later withdrawn) claimed in a grievance filing that “he has information and beliefs about other senior officers who he alleges had extramarital affairs at overseas posts but were not disciplined by the Department.” Fortunately, he did not list their names in his grievance filing.

There is no publicly available data on how many FS employees were disciplined for extra-marital affairs but if AFSA is paying attention now, it must mean that the “handful of employees” is a large enough pool for the organization to ask for clarity and consistency on how the rules are applied. Is there a correlation in the number of these cases and the surge in war-zone deployments?

I cannot find any mention of extra-marital affairs in the Foreign Affairs Manual but below is what it says on sexual activity; last updated in 1995:

3 FAM 4139.1 Sexual Activity
(TL:PER-303; 11-08-1995)
(Uniform State/USAID/USIA)
(Applies to Foreign Service Employees)

The agencies recognize that, in our society, there are considerable differences of opinion in matters of sexual conduct, and that there are some matters which are of no concern to the U.S. Government. However, serious suitability concerns are raised by sexual activity by an individual which reasonably may be expected to hamper the effective fulfillment by the agencies of any of their duties and responsibilities, or which may impair the individual’s position performance by reason of, for example, the possibility of blackmail, coercion, or improper influence. The standards of conduct enumerated in section 3 FAM 4138 are of particular relevance in determining whether the conduct in question threatens the mission of the employing agency or the individual’s effectiveness.

While there is no publicly available data on disciplinary actions caused by extra-marital affairs, there are several sex-related cases in the Foreign Service Grievance Board (FSGB) where the records of proceedings are publicly available online with the names redacted.

The Senior Foreign Service Officer mentioned above (FSGB 2003-045) appealed the State Department’s decision to suspend him from duty for three days on charges related to his extra-marital sexual activities with two FSN employees of the American Embassy in {country 2}, and poor judgment, relating to sexual activities with foreign nationals in {country 2} and {country 1}.  He was at that time the Administrative Counselor at the U. S. Embassy in {city 2}, and had a sexual affair with a woman that continued after she was hired by the embassy, even though he was her immediate supervisor. He was also charged with poor judgment for having an affair with {name 1’s} sister, who was the receptionist at the American Language Center in {city 2}, {country 2}. And while he was a DCM in {city 1}, he admitted to a one-time sexual encounter with a {country 1}ian national who was an employee at a local hotel. He was charged two years after these incidents occurred. The FSGB decided that the Department’s decision to suspend grievant for three days was reasonable.

In 2007, an FSO with 20 years in the Foreign Service, with every overseas posting at a hardship post was charged for off-duty misconduct — over a seven-year period he engaged the services of prostitutes 30-40 times in {post 2}, where it is a crime, and 10-20 times in {post 1}.  The Department identified as an aggravating factor that the misconduct could have caused embarrassment and damaged U.S. interests had grievant been arrested.  The FSGB held that a penalty of three-day suspension without pay for improper personal conduct is appropriate under the circumstances (FSGB No. 2007-011).

In 2008, the Department proposed the separation of an FS-02 Diplomatic Security (DS) Officer’s based on a charge that carried four specifications, all related to engaging with prostitutes including one who was allegedly an underage girl. At the time of these encounters, grievant was posted overseas as the Regional Security Officer (RSO) at a U.S. Embassy (FSGB No. 2008-048). In his grievance filing, the employee argues that “His behavior at the time was the result of a treatable medical condition, depression and sexual addition, and it is now under control.  He should not be unfairly singled out because of the sexual nature of his misconduct.  Alcohol or substance abusers receive more compassion than the Department has shown him after 26 years of faithful and outstanding service, numerous awards and no prior discipline.”  The FSGB held that the Department met its burden to prove by a preponderance of the evidence that grievant, should be separated from the Service based on a charge of engaging in “notoriously disgraceful conduct.

In 2009, the OIG conducted an investigation of a senior Department manager and a female subordinate who, while engaging in an extra marital affair, engaged in various unauthorized activities including improper personnel practices; improper acceptance of gratuities from contractors to include free tickets to an NFL game and a Broadway show; and contracting irregularities. The case was declined for criminal prosecution. On May 21, 2009, the Bureau of Human Resources issued a proposal to terminate both employees, but later mitigated the action for the subordinate employee to a 14-day suspension. (05-027)

Last year, an FP-03 FSO who served as Deputy Principal Officer in [City, Host Country] (a two-person American Presence Post), was charged with having an extra-marital relationship without his wife’s knowledge; creating the appearance that he had engaged the services of a prostitute while on official in-country travel; denying the extramarital affair when first interviewed by a federal law enforcement officer; and taking the woman with whom he was having the affair back to her place of work in a USG vehicle after restaurant lunches (FSGB Case No. 2011-009).  The FSO filed a grievance where he stated that during the time he was involved with the extra-marital relationship, he experienced “post disaster stress and depression after the earthquake that hit [Host Country].”  He stated that his family was in (Country X) for months, that consequently he was isolated and had no one to turn to, and in “desperation” he allowed his relationship with the woman to develop into something “beyond friendship.”  The FSGB held that “The Department met its burden of proof that grievant engaged in the acts of misconduct underlying the charges [...] that there was a clear nexus between his behavior and the efficiency of the Service, and that the proposed penalty of a ten-day suspension is reasonable.”

There are a few things we learned reading through these grievance cases:

1) It appears that from the agency’s view, widespread notoriety is not required to demonstrate an adverse effect on the efficiency of the Service. And the potential for embarrassment and damaged to U.S. interests seems as weighty as actual embarrassment and damage.

2) The Board’s expressed role is to determine whether the [penalty] proposed is a reasonable one, not whether it is the best penalty.

3) Some of these cases run for so long that that employees with suspended clearance can be in a black hole for years.  In one instance, an employee was placed on administrative leave from January [Year #7] until March Year #1], “when DS discovered how much time had passed.” Based on the filing, we conclude that the date is from January 1997 until March 2001.

4) It appears that the FSGB does not consider misconduct that takes place on non-working hours as a mitigating factor for any of these grievances for the following reason: “Because of the uniqueness of the Foreign Service, employees are considered to be on duty 24 hours a day and must observe especially high standards of conduct during and after working hours and when on leave or travel status.”

5) In almost all these cases, the grievants claim that their penalties are “greatly disproportionate and unreasonable” or inconsistent with those of similar offenses.

6) A DS Director [Named Person #8], who testified in one of these cases did state that the Department considers engaging prostitutes a “heinous event.” As in utterly odious or wicked event.

7) In the case of a DS agent dismissed for “notoriously disgraceful conduct,” the Director General at that time testified that:  “I think it’s important to send a message to the entire State Department that. . . you cannot do this.”

8) A  senior FSO who had relations with two FSNs plus, received a three-day suspension, and an midlevel FSO who had an affair with one non-embassy individual received a ten-day suspension.  Trying hard here not to be snarky about the fair and equal application of the rules.

9) The wives were the last to know.

Domani Spero

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Filed under AFSA, Foreign Service, FSOs, Govt Reports/Documents, Grievance, Locally Employed Staff, Regulations

Can you imagine having your HHE delivered to your hotel in WashDC?

FSGB Case No. 2011-037 is about a Foreign Service Officer with 30 years of service, whose last overseas assignment was to a Provincial Reconstruction Team (PRT) in Iraq.  Approaching retirement in the fall of 2009, grievant left Iraq and returned to Washington.  He leased a temporary residence at the Remington Hotel in Washington D.C.  Grievant retired from the Foreign Service, effective Sunday, February 28, 2010.  He remained in the Washington D.C. area, residing at the Remington Hotel.

On Monday March 1, 2010, grievant received a phone call from HR informing him that he has not updated his OF-126 (Residence and Dependency Report) and his most recent OF-126 in his OPF was dated April 30, 1985. Following completion of that conversation, HR e-mailed a blank form OF-126 to grievant. Grievant filled out the form, placing his current Washington D.C. address in Block 8, and electronically signed and dated the form, March 1, 2010.

In October 2010, while attending the Retirement Job Search Program, grievant contacted the Department’s Transportation Office to arrange to have his HHE sent to his retirement home in Baytown, Texas.  He was told that his retirement address was Washington D.C., so his effects could not be shipped at government expense to Texas.

In short, the FSO could proceed to his retirement home in Texas but his 30 years worth of household effects which may or may not have reached the statutory limit of 8,165 kilograms or 18,000 pounds, net weight was stuck in Washington, D.C.

Bulldozer relocating a house in c. 1920

Image via Wikipedia

According to the record of proceeding, which is publicly available online with the names redacted, the grievant contacted HR and was informed the Assignments Panel directed that a Decision Memorandum be sent to the Director General of the Foreign Service.  On November 1, the HR Executive Office (HR/EX) sent a Decision Memorandum to the Director General recommending against approving grievant’s request to retroactively change his separation address to Baytown, Texas.  Excerpt below from the Decision Memorandum:

Mr. [Grievant] (FE-OC) transferred from Iraq to Washington D.C. in October/November 2009.  Facing age limitation mandatory separation, he submitted his retirement package which included the attached OF-126, dated March 1, 2010.  He requested Washington D.C. as his separation address.  No travel orders were issued because his separation address is within a 50-mile radius from Washington D.C.

Mr. [Grievant]’s retirement was effective February 28, 2010.  He has been working in the Department as a WAE since his retirement and recently contacted his CDO to say that he had made a mistake when he completed the OF-126.  He said the correct separation location should have been Baytown, Texas instead of Washington D.C.  He asked that he be re-paneled and retroactively separated to Baytown.  HR/EX would have to issue a travel authorization if his request is approved.

On November 5, the Director General issued her decision, denying the request.

What a way to say “thank you for your service.”

On January 31, 2012, the Foreign Service Grievance Board held that “The grievant met his burden of showing, by a preponderance of the evidence, that his grievance is meritorious.  The grievance is sustained in part, and the Department is ordered to issue grievant travel orders, and ship his household effects (HHE) to the service separation address listed in the form OF-126 in effect on the date of his retirement on February 28, 2010.” 

Below is the case overview from the FSGB:

The grievant, a Foreign Service Officer who retired from the U.S. Department of State, received a telephone call from his Career Development Officer (CDO) in HR/CDA on the first workday (March 1, 2010) after his retirement, in which the CDO told grievant that his OF-126 form must be updated, as the then-current form in grievant’s file was dated in 1985.  Grievant and his CDO did not discuss the significance of the form, or that its contents, specifically Block 8, would be used as the destination for grievant’s travel and the shipment of his HHE.  Without reading the instructions for the form (which he claims not to have received from his CDO), grievant filled it out, citing his temporary quarters in a Washington, D.C. hotel as his separation address, and emailed it back to his CDO.

Several months later, while attending the Job Search Program, grievant called the Department’s transportation division to arrange for shipment of his HHE to his new home in Baytown, Texas, a Houston suburb.  He was told that he was not authorized any shipment as his separation address, as recorded on the March 1, 2010 OF-126, was Washington D.C.  Grievant then called his CDO and asked to have the address changed back to the Houston area.  This required a decision memo to the Director General (DG), which recommended against authorizing the change grievant requested.  The DG denied the request.

The Board found credible the grievant’s contention that he would not have changed his OF-126 had his CDO not called and told him he must do so.  The Board also gave credence to grievant’s argument that given grievant’s last assignment to a provincial post in Iraq, he may not have received the Department notice explaining the importance of keeping the OF-126 updated; it is possible that he was unaware that the form would be used to authorize the final destination of his HHE.  Finally, the Department’s argument that the grievant could not change his retirement address after his effective date of retirement, when the Department did just that only a few months earlier, fails.

The Department is ordered to authorize travel and shipment of effects to the service separation address in grievant’s file on February 28, 2010, the effective date of his retirement, in Houston, Texas.   It is also ordered to reimburse grievant for the costs of storage of his HHE from January 1, 2011 until shipment to Texas.  Grievant’s request to have shipment authorized to Baytown, Texas is denied.

It might be useful to note that the OF-126 is also the basis when you request for Emergency visitation travel (EVT) from the post of assignment to the United States or to other locations in certain situations of family emergency.  Here is the relevant part: “In the event the seriously ill, injured, or deceased family member or incapacitated parent is located outside the United States, or the remains of an immediate family member who has died abroad are to be accompanied to a place outside the United States, travel costs are “constructed,” i.e., the cost of the travel by the employee or employee’s spouse or domestic partner (as defined in 3 FAM 1610) may not exceed the transportation expenses that would have been incurred for travel between the post and the employee’s service separation residence address.”

I’m glad the FSGB did not like the special way they said thank you over there, too.

Domani Spero

 

 

 

2 Comments

Filed under Foreign Service, FSOs, Grievance, PRTs, Regulations, Retirement, State Department

DS Agents deployed to Iraq charged overpayment for overtime worked, State Dept demands repayment. Isn’t that like working for free?

This is one of those cases that makes me simply want to — well, puke.

These DS agents were sent to Iraq, according to court papers, “in support of State’s attempt to establish a diplomatic presence in Iraq, after the fall of Saddam Hussein’s regime.” They worked ungodly long hours under difficult conditions. They got paid for those hours worked. But see – there was a pay cap to how much you could earn over there. At that time, the pay cap was the $128,200 maximum available under level V of the Executive Schedule. Due to OT, these DS agents exceeded the maximum amount permitted.

So, the State Department basically slapped the agents head for not keeping track of their earnings and required the agents to pay back the “overpayment.” In short, to give back all dollar amount in excess of  $128,200 per individual, even if those constitutes payment for hours already worked. Does that sound fair? Nope, but that’s what happened. It was considered a “debt” that had to be collected. Subsequently, a law was passed to allow for a pay cap waiver for certain Feds. But the State Dept apparently refused to grant those waivers.

Below is what the Foreign Service Grievance Board (FSGB) reported to Congress in its annual report:

In Richard Lubow, et al. v. United States Department of State, 2010 U.S. Dist. LEXIS 80830 (D.D.C. 2010), the Court vacated in part the decisions of the Department of State and the General Services Administration Contract Board of Appeals that denied pay claims by five individuals who were initially compensated for overtime hours worked in Iraq and then had those payments recouped on the grounds that to the extent that the pay exceeded the maximum pay that was permitted to be paid pursuant to 5 CFR Part 550, for 2004, it was paid contrary to law. The Department demanded repayment of the overpayment of wages and further declined to waive repayment of that debt.

The Court found that neither the Department nor the GSA Contract Board of Appeals had considered whether the provisions of the Emergency Supplemental Act for Defense, the Global War on Terror, and Tsunami Relief of 2005 (“Appropriations Act of 2005”), which permitted federal agencies to waive the pay cap for certain federal employees in calendar year 2005, up to a maximum of $200,000, applied to payments made to the plaintiffs (grievants) during pay period 25 of 2004, which sums were actually paid in January 2005. The Board of Contract Appeals did not consider the legislation because it had not yet been passed when it reached its conclusions. The court further found that there was no indication on the record that the State Department had taken the 2005 pay cap waiver into account when it determined whether and how much debt the plaintiffs owed the Department. The FSGB did not rule upon the issue because the argument was never asserted before the Board as a basis for finding that the debt was not valid, in part. The court remanded the cases to the State Department and the Board of Contract Appeals for further consideration taking into account the effects of the Department’s August 2005 waiver of the premium pay cap as it would apply to plaintiffs’ earnings in pay period 25 of 2004. No decision on the remand has been reported to the FSGB as of this date.

I did some digging, because dammit, this just doesn’t sound right, does it?

Here are the five cases filed with the Foreign Service Grievance Board. You may use the numbers in bold below to search for the full documents in the FSGB unfriendly web:

FSGB No. 2006-033 | Grievant was assigned to [Named Post] from February [Year #1] until February [Year #2].  In November [Year #1], the Department notified grievant that his pay had reached or would shortly reach the statutory cap applicable to the total of base pay plus premium pay.  In April [Year #2], the Department notified him that of the total [Year #1] premium payments made to him, $10,514.98 ($10,669.69 minus a $154.71 Medicare payment) exceeded the cap and required reimbursement.

FSGB No. 2006-032 | Grievant was assigned to [Named Post] from January [Year #1] until December [Year #1].  In November [Year #1], the Department notified grievant that his pay had reached or would shortly reach the statutory cap applicable to the total of base pay plus premium pay.  In April [Year #2], the Department notified him that of the total [Year #1] premium payments made to him, $435.94 ($442.35 minus a $6.41 Medicare payment) exceeded the cap and required reimbursement.

FSGB No. 2006-031 | Grievant was assigned to [Named Post] from February [Year #1] until February [Year #2].  In November [Year #1], the Department notified grievant that his pay had reached or would shortly reach the statutory cap applicable to the total of base pay plus premium pay.  In April [Year #2], the Department notified him that of the total [Year #1] premium payments made to him, $5,702.69 ($5,786.60 minus an $83.91 Medicare payment) exceeded the cap and required reimbursement.

FSGB No. 2006-030 | Grievant was assigned to [Named Post] from February [Year #1] until February [Year #2].  In November [Year #1], the Department notified grievant that his pay had reached or would shortly reach the statutory cap applicable to the total of base pay plus premium pay.  In April [Year #2], the Department notified him that of the total [Year #1] premium payments made to him, $6,308.07 ($6,400.88 minus a $92.81 Medicare payment) exceeded the cap and required reimbursement.

FSGB No. 2006-029 | The Department concluded that grievant was “at fault” because he was aware of the premium pay cap and failed to track adequately the premium payments he received or take corrective action when his pay reached the cap. [Grievant], a Department of State (the Department, agency) Diplomatic Security Officer, appeals the Department’s denial of his request to waive the collection of $7,775.83 in premium pay that exceeded the applicable annual premium pay cap.

Each of the five grievants had in their record of proceeding with the FSGB the following:

“Grievant contested this decision and asked the Department to waive reimbursement under the authority of 5 U.S.C. 5584.  Grievant contended that he was not aware of the overpayment and that when he did become aware of it late in the calendar year, the Department did little to remedy the situation.  He attributed the error to Department inefficiency and stated that it was unfair and unjust for him to reimburse the government for work he performed in extraordinarily dangerous conditions.  He alleged that, even if he had been aware that he was reaching the pay cap, there was nothing he could do to reduce the premium pay owed to him.  Working the standard 40-hour workweek was not an option in [Named Post].  He also objected to the fact that a waiver of the premium pay cap was authorized for employees who served in [Year #2] in [Named Post], but not for those who served in [Year #1].”

In January 2010, the FSGB held that “The Department did not abuse its discretion in denying grievants a waiver of repayment of the premium payments they received for service in (country) in 2004 that exceeded the pay cap established by 5 CFR 550. (see Record of Proceeding | January 7, 2010 FSGB Nos. 2006-029, 030, 031, 032, 033). See the following overview.

Grievants were assigned to (country) in 2004.  In late November of that year, the Department notified them that the combined total of their basic and premium pay had reached or would shortly reach the cap imposed on such pay by 5 CFR 550.  In April of 2005, grievants were advised definitively that their pay had exceeded the cap, and they were directed to repay the excess premium payments. 

Grievants requested that the Department waive collection of the overpayment, citing the authority set forth in 5 U.S.C. § 5584.  The Department denied the request, advising grievants that they were “at fault” under the terms of 5 U.S.C. § 5584(b)(1), and thus, under the statutory criteria, a waiver could not be granted.  Grievants contested that decision in a grievance filed with the Department.  The Department denied the grievance and grievants appealed to the Foreign Service Grievance Board (Board).

In a decision issued July 28, 2008, the Board determined that grievants were not at fault for incurring the excess payments, and that the Department, therefore, was not precluded from granting the waiver.  The Board directed the Department to reconsider on the merits.  In its reconsideration, the Department determined that collection of the debts was not “against equity and good conscience” and would be “in the best interests of the United States” in accordance with the criteria established by the statute granting the Department waiver authority.  It again directed that grievants make repayment of the debts.  Grievants again appealed to the Board.

Grievants argued that it was unfair for the Department to require them to repay payments made to them for overtime actually worked under dangerous conditions when the Department, recognizing the inequity of such a situation, had raised the pay cap for those serving in Iraq in subsequent years.  The Department countered that the legislation authorizing the pay cap to be raised had only been passed the year after grievants’ service, and it did not apply retroactively.  It also contended that over thirty other employees in the same circumstances had been required to repay their debts and had done so, and that it would be inequitable not to require grievants to do so.

The Board found that the Department had applied the regulatory criteria and that there were equities on both sides.  It concluded, therefore, that the Department had not abused its discretion in denying the waiver.  The grievances were denied.

The lawsuit was subsequently filed in the U.S. District Court for the District of Columbia.  Although all FSGB docs posted online are stripped of grievant’s names and other identifying info such as post’s served, names of supervisors etc. the court document names the plaintiffs as Richard Lubow, Joseph Bopp, David Bennett, Frank Benevento and James Landis, each “a current or retired member of the State Department’s Bureau of Diplomatic Security, deployed to Iraq as Foreign Service Specialists.”

This lawsuit is about five DS agents but some thirty others who were affected by this policy opted to settle their “debts,” which means, they essentially worked those hours free for Uncle Sam. In the warzone.

In August 2010, U.S. District Court Judge John Bates ordered that “the decisions of Deputy Assistant Secretary of State Millete and the Board of Contract Appeals that plaintiffs owe a valid debt are REMANDED to the State Department and the Board of Contract Appeals, respectively, for additional consideration in light of the Department’s August 2005 waiver of the premium pay cap, which the Department has applied to earnings for work performed in pay period 25 of 2004.”

Approximately five years running to collect some $30,000 from these five agents; looks like that’s the bounced around time for these cases inside the system. Don’t tell me that Foggy Bottom does not have smarter eggs who can sort through this minor jungle. Dudes, it’s not like these agents did not work their butts off over these “overpayments” “debts” their earned money. 

I have not seen any update on the status after the court ruling. Hopefully this had been settled favorably but I cannot underestimate enough the unreasonableness of a bureaucracy.

Oh, by the way — how are we doing with collecting that $132 MILLION refund over the US Embassy construction in Iraq?

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